Programme Overview

Programme

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Day 1: 14 May, 2019 – Etc Venues St Paul’s, London

7:30

Breakfast Briefing: Taking a Risk-based Approach to Compliance Management

Heather Gentile, Head of Regulatory Offerings, IBM WATSON FINANCIAL SERVICES
René Kleine, Head of Compliance Risk Management, ABN AMRO BANK
Andrew Yuille, Head of Risk Business Solutions, THOMSON REUTERS

7:30

Breakfast Briefing: Practical application of advanced analytics: Case studies

Damian Matich, Global Head of Fraud Analytics, NICE ACTIMIZE
Markus Schulz, Global Head of Controls for Financial Crimes Compliance, STANDARD CHARTERED BANK
Philip Umande, Head of Operational Risk – Capital and Risk Analytics, LLOYDS BANKING GROUP
Jason Conn, Director, Head of Electronic Trading Operational Risk, CITI

8:00

Registration and refreshments

9:05

Welcome remarks

Tom Osborn, Editor, Risk Management, RISK.NET

9:10

Chair's opening remarks:

Mark Feeley, Research Director, CHARTIS RESEARCH

09:15

Keynote address: Operational Resilience - a Progress Report

Nick Strange, Director, Supervisory Risk Specialists, BANK OF ENGLAND

9:45

Keynote address: Europe's top policy priorities

Patrick Pearson, Head of Unit, Financial Market Infrastructure and Derivatives, EUROPEAN COMMISSION

10:15

The Leader's Debate: Operational risk management in a rapidly evolving regulatory and technological landscape

Moderator: Tom Osborn, Editor, Risk Management, RISK.NET
Alan Leigh, Managing Director, International Head of Business Controls, BANK OF AMERICA MERRILL LYNCH
Giles Spungin,, PhD(Lon),Managing Director, Global Head of Regulatory Compliance and Operational Risk Analytics, HSBC
Patrick Moynihan, Managing Director, Group Head of Operational Risk, BARCLAYS

10:40

Morning coffee and networking break

Stream 1: 1LoD

11:20

Chair's opening remarks

Andrew Sheen, Head of Operational Risk Regulatory Advisory, CREDIT SUISSE

11:25

The supervisory framework: building a stronger defence

Moderator: Andrew Sheen, Head of Operational Risk Regulatory Advisory, CREDIT SUISSE
William Martyn, Head of Operational Risk Framework and Policy, HSBC
Andrew Brodie, Global head of Front Office Conduct Surveillance, BNP PARIBAS
Paul Neale, Head of Operational Risk, MIZUHO INTERNATIONAL

12:05

5 min intermission for stream changeover

12:10

Managing conduct risk: Examining industry trends and challenges

Sophie Dupre-Echeverria, Chief Risk Officer, GULF INTERNATIONAL BANK

Stream 2: Vendor and third party risk management

11:20

Chair's opening remarks

Paul Huggett, Head of Third Party Sourcing Risk Profile and Governance, BANK OF IRELAND

11:25

Building strong governance frameworks and reporting for vendor management

Moderator: Bjorn Lenzmann, Senior Vice President, Head of Group Operational Risk, EMIRATES NBD
Amit Lakhani, Head of Ops Risk Controls for ICT and Third Party Management for Corporate and Institutional Banking, BNP PARIBAS
Emma Mansfield, Head of Outsourced Services Assurance, BANK OF IRELAND
Thierry Vincent, Head of Permanent Control and Operational Risk, CREDIT AGRICOLE CIB

12:05

5 min intermission for stream changeover

12:10

Vendor risk in the next generation firm

Tom Garrubba, Senior Director and CISO, THE SANTA FE GROUP

Stream 3: Quantification of risks

11:20

Chair's opening remarks

Mark Feeley, Research Director, CHARTIS RESEARCH

11:25

Operational stress testing and scenario analysis

Moderator: Sanghamitra Karra, Managing Director, EMEA Head of Stress Testing and Portfolio Risk, MORGAN STANLEY
Paul Doran, Global Head of Scenario Analysis , MORGAN STANLEY
Annie Simova, Global Head of Operational Risk Stress Testing, HSBC
Luke Carrivick, Head of Research and Information, ORX

12:05

5 min intermission for stream changeover

12:10

Quantifying emerging operational risks

Michael Grimwade, Head of Operational Risk, ICBC STANDARD BANK

12:40

 

13:00 - 13:45 - Women in operational risk networking lunch

Promoting diversity in risk management and sharing best practices. This networking lunch held under Chatham House rules, provides an excellent opportunity to share success stories of building a positive risk culture and obstacles in achieving diversity of thought in firms.

Hosts: Terri Duhon¸ Non-Executive Director and Risk Chair, MORGAN STANLEY INTERNATIONAL and Marilin Luna Butters, Global RCSA Methodology & CEEMA Head of Operational Risk, CITIBANK

Stream 1: 1LOD

13:50

Chair's opening remarks

Andrew Sheen, Head of Operational Risk Regulatory Advisory, CREDIT SUISSE

13:55

Obtaining value from RCSAs

Moderator: Sean Titley, Director, Business Development, THE INSTITUTE OF OPERATIONAL RISK (IOR)
Marilin Luna Butters, Global RCSA Methodology & CEEMEA Head of Operational Risk, CITIBANK
Steven Portway, Group head of Operational Risk Framework, Policy and Conformance, BARCLAYS
Hannah Chung, Senior VP Internal Audit – Operational Risk and Reputational Risk, CREDIT SUISSE

Stream 2: Vendor and third party risk management

13:50

Chair's opening remarks

Paul Huggett, Head of Third Party Sourcing Risk Profile and Governance, BANK OF IRELAND

13:55

External third and fourth party dependency for operational resilience

Paul Huggett, Head of Third Party Sourcing Risk Profile and Governance, BANK OF IRELAND
Charles Forde, Global Head of Outsourcing and Third Party Risk and Shared Services Risk for IB Global and UK Business, UBS
Sean Miles, Head of Risk, PAY.UK
Ryan Edge, Senior Privacy Engineer, ONETRUST

14:35

Afternoon coffee and networking break

15:00

Embedding a strong risk culture to aid operational risk management

Moderator: Alexander Campbell, Divisional Content Editor, RISK.NET
Terri Duhon¸Non-Executive Director and Risk Chair, MORGAN STANLEY INTERNATIONAL
Libby Denchfield, Managing Director, Global Head of Strategy and Change, Cyber and Information Security Risk, STANDARD CHARTERED BANK
Søren Agergaard Andersen, Chief Risk Officer, NORDEA ASSET MANAGEMENT
Sophie Rutherford, EMEA Head of FX Business Risk, Global Markets, STATE STREET

15:40

Topic tbc  

David Walter, Vice President, RSA ARCHER

16:10

Keynote address: From transnational threats to cyber and enterprise risks

Live interview with Steve Hill, Managing Director, Global Head of Technology Operational Risk, CREDIT SUISSE and Alexander Campbell, Divisional Content Editor, RISK.NET

16:40

War Games - Disaster recovery and business continuity in operational and cyber risk

Scenario 1: Severe Weather - Steven Portway, Group Head of Operational Risk Framework, Policy and Conformance, BARCLAYS

Scenario 2: Data loss incident - Sean Titley, Director, Business Development, THE INSTITUTE OF OPERATIONAL RISK (IOR) and Hannah Chung, Senior VP Internal Audit – Operational Risk and Reputational Risk, CREDIT SUISSE

Scenario 3: Third party risk - Paul Huggett,Head of Third Party Sourcing Risk Profile and Governance, BANK OF IRELAND and Charles Forde, Global Head of Outsourcing and Third Party Risk and Shared Services Risk for IB Global and UK Business, UBS

Scenario 4: Cyber - Anthony Hines, Director, Cyber Risk Assurance, CITI and Mark Feeley, Research Director, CHARTIS RESEARCH

Scenario 5: Unauthorised trading -  Danny Frost, Chief Risk Officer, EMEA & APAC Regional Head of Operational Risk Management, AIG

17:25

Chair's closing remarks:

Mark Feeley, Research Director, CHARTIS RESEARCH

17:30

Networking drinks reception

Day 2: 15 May, 2019 – Etc Venues St Paul’s, London

08:15

Registration and Refreshments

08:55

Chair's opening remarks:

Mark Feeley, Research Director, CHARTIS RESEARCH

09:00

Keynote address: Regulatory action in the UK – How the FCA makes its decisions

Tim Parkes, Chair of the Regulatory Decisions Committee, THE FINANCIAL CONDUCT AUTHORITY (FCA)

09:30

NextGen OpRisk, creating the foundation for effective ERM

Vivek Bajaj, Global Vice President, IBM WATSON FINANCIAL SERVICES

10:10

Moving to the cloud – Identifying and managing the risks

Angela Johnson, Global head of Security, Risk and Compliance for the Public Cloud, DEUTSCHE BANK

10:40

CRO's perspective - Thriving in an era of change and upheaval

Moderator: Tom Osborn, Editor, Risk Management, RISK.NET
Veronica Lazenby, UK Chief Risk Officer, BNY MELLON
Paul Berry, Chief Risk Officer, MIZUHO
Cosimo Pacciani, Chief Risk Officer, EUROPEAN STABILITY MECHANISM

11:20

Knowledge cafes: Grab a coffee and join a table of your choice to share ideas and network with fellow industry professionals

Roundtable 1: AI and Machine Learning - Vivek Bajaj, Global Vice President, IBM WATSON FINANCIAL SERVICES
Roundtable 2: Brexit - Beate Born, Executive Director, Risk and Regulatory Management, UBS
Roundtable 3: Cloud computing - Angela Johnson, Global Head of Security, Risk and Compliance for the Public Cloud, DEUTSCHE BANK
Roundtable 4: Operational resilience - David Phan Dinh, Head of Operational Risk, ROTHESAY LIFE
Roundtable 5: Vendor risk - Tom Garrubba, Senior Director and CISO, THE SANTA FE GROUP

Stream 1: ORM

12:00

Chair's opening remarks

12:05

Learning from other industries

Anit Deb, Head of External Industry Coverage in Operational Risk, DEUTSCHE BANK

12:35

5 min intermission for stream changeover

12:40

Building an effective Risk Appetite Framework (RAF) - Key components and challenges

Moderator: Simon Cory, Director of Enterprise Risk Strategy and Interim Director Of Operational Risk, NATIONWIDE

Slava Tarabukhina, Director, Operational Risk Framework, UBS
Ricardo Soto, Head of Risk and Controls for Wealth Management, BARCLAYS
Simon Cartlidge, Head of Risk, LEGAL & GENERAL
Charlie Palmarini, NFRM Coverage – Equities Lead, DEUTSCHE BANK

Stream 2: Operational resilience 

12:00

Chair's opening remarks

Hannah Chung, Senior VP Internal Audit – Operational Risk and Reputational Risk, CREDIT SUISSE

12:05

Achieving cyber resilience

Yiannis Pavlosoglou, PhD, CISSP, Head of UK Chief Information Security Office (CISO), UBS

12:35

5 min intermission for stream changeover

12:40

Developing operational resilience in financial services

Moderator: Mark Feeley, Research Director, CHARTIS RESEARCH
David Phan Dinh, Head of Operational Risk, ROTHESAY LIFE
Jenifer Moodie, Director of  Operational Risk, SANTANDER UK

Stream 3: Preparing for the future

12:00

Chair's opening remarks

Dr Ariane Chapelle, Honorary Reader, UNIVERSITY COLLEGE LONDON

12:05

Using Machine Learning and AI for better operational risk management

Dr Ariane Chapelle, Honorary Reader, UNIVERSITY COLLEGE LONDON

12:35

5 min intermission for stream changeover

12:40

New technologies and OpRisk: can AI, blockchain and big data help? 

Moderator: Dr Ariane Chapelle, Honorary Reader, UNIVERSITY COLLEGE LONDON
Claus Murmann, Head of Risk Analytics Systems, STANDARD CHARTERED BANK
Dimitris Bartzillas, Head of Operational Risk Capital, CREDIT SUISSE
Pr. Tomaso Aste, Professor & Director of the Centre of Blockchain Technologies, UNIVERSITY COLLEGE LONDON

13:20

Lunch and networking break

14:10

OUT OF INDUSTRY ADDRESS: Risk and Uncertainty Through a Military Lens

The role of leaders in handling operational and institutional risks

Sir Peter Wall, Former Chief of the General Staff, BRITISH ARMY and CEO of AMICUS

14:40

Financial stability and Brexit - An operational risk perspective

Moderator: Michelle Zak, Chief Operating Officer, KYTE BROKING
Kieren Stanley, GRM Head of Operational Risk – Europe & APAC, RBC
Beate Born, Executive Director, Risk and regulatory Management, UBS

Stephen Creese, Managing Director, EMEA Head of Operational Risk Management & Global Head of MCA, CITI

15:20

Managing operational risk and enabling growth in the age of innovation

Moderator: Alexander Campbell, Divisional Content Editor, RISK.NET
Anna Mazzone, GM & Managing Director, METRIC STREAM
Carlos Martin, Risk Director, NATWEST MARKETS
Freek Van Velsen, Head ORM Retail and Private Banking, ABN AMRO BANK N.V

16:00

Chair's closing remarks:

Mark Feeley, Research Director, CHARTIS RESEARCH

We also offer workshops

13th May 2019 & 16th May 2019

The conference is book-ended by tutor-led workshops that have been specifically created to help sharpen your skills and knowledge, and can be added on to your conference pass.

Read more